Regulation S-P in Focus: Navigating the SEC’s New Data Privacy Rules

Financial institutions are facing heightened pressure to protect consumer financial data as the SEC strengthens expectations around privacy, cybersecurity, and breach response under the newly amended Regulation S-P.

These updates reinforce the Gramm-Leach-Bliley Act (GLBA) by requiring firms to clearly disclose how customer information is shared, provide opt-out options, implement written information-security programs, and notify customers and the SEC in the event of unauthorized access to nonpublic personal information.

Join Chris Hetner, former Senior Cybersecurity Advisor to the SEC and Strategic Advisor to RadarFirst, for a discussion exploring key strategies and insights for broker-dealers, investment advisers, investment companies, and other covered entities.