SEC’s new Reg S-P tightens rules on privacy, cybersecurity, and breach response.

  • Interpret and operationalize the SEC’s new breach-notification and safeguard provisions
  • Integrate privacy requirements into cybersecurity, risk, and governance structures
  • Strengthen data governance and resilience while maintaining investor and consumer trust

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These updates reinforce the Gramm-Leach-Bliley Act (GLBA) by requiring firms to clearly disclose how customer information is shared, provide opt-out options, implement written information-security programs, and notify customers and the SEC in the event of unauthorized access to nonpublic personal information.

Join Chris Hetner, former Senior Cybersecurity Advisor to the SEC and Strategic Advisor to RadarFirst, for a discussion exploring key strategies and insights for broker-dealers, investment advisers, investment companies, and other covered entities.

Moderated by Amanda Georgoff, CRO at RadarFirst, this dialogue will provide practical guidance for CISOs, CPOs, compliance leaders, risk officers, general counsel, and board members preparing for increased regulatory scrutiny and enforcement momentum.